Broker Check

Our Process - Define Client Objectives 

“The investment process is ongoing.  We define our client`s objectives and create a custom portfolio solution, rebalance their portfolios in response to changing client circumstances, global market conditions and money manager performance.” 
We define our client’s objectives by:

  • Considering income and liquidity requirements, issues related to taxes, return expectations, risk tolerance, asset class preferences, restrictions and charitable objectives.
  • Facilitating interaction with other advisors within the client’s professional team.
  • Examining current investment holdings, identifying issues related to large securities concentrations, low tax-basis stock holdings and analyzing the styles and performance of existing money managers.
  • Considering and prioritizing objectives, resources, requirements and preparation of financial projections.
  • Confirming investment objectives, constraints and implementation strategy.